The RIA Financial Operations Scorecard
How ready is your firm's financial backend for the next stage of growth?
Twelve questions, about three minutes. Get a category-by-category read on your books, your SEC readiness, your financial visibility, and how much of your own time is still stuck in the numbers.
No email required to begin.
What gets scored
Books and Accuracy
Are your numbers actually right, or just closed?
Compliance and SEC Readiness
Would your books survive an examination tomorrow?
Visibility and Forecasting
Can you see margin, cash, and runway without guessing?
Owner Leverage
How much of your time is still stuck inside the numbers?
In their words
“For most RIAs, accounting is a burden and a non-strategic task. We outsourced to Compass and the experience has been unbelievable. They understand RIAs and have become a partner, not a vendor.”
John Phoenix
Partner, Wealth Advisor Growth Network
“I needed an outsourced CFO whose practices adhere to the strict requirements imposed on Registered Investment Advisors by the SEC. After nearly three years with Compass I am as impressed today as I was at the start. My highest recommendation.”
Martin Smith
Owner, Wealthcare Financial Group
“Working with Compass has been a no-brainer. The team is professional, responsive, and experienced in wealth management. They save me valuable time I can use in other areas of my business.”
Harry Tawil
Principal, Regal Wealth Management
Built by the outsourced CFO team that RIA and wealth management firms trust.
Three minutes. Real answers.
See where your firm stands across the four categories that decide whether your financial backend can carry the next stage of growth.